Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ohearn Eifler | 1817915 | 5 | 07/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clifford Anderson Rutledge | 1643038 | 5 | 05/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerard McHugh | 1830198 | 5 | 04/14/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Gerard McHugh | 1830198 | 5 | 03/15/2011 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| John Gerard McHugh | 1830198 | 5 | 09/07/2010 | Customer Dispute | Settled | $674,456.00 | $0.00 | See FINRA Report |
| John Gerard McHugh | 1830198 | 5 | 07/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clifford Anderson Rutledge | 1643038 | 5 | 04/18/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford Anderson Rutledge | 1643038 | 5 | 03/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clifford Anderson Rutledge | 1643038 | 5 | 04/22/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |