Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gerard McHugh | 1830198 | 5 | 05/17/2021 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Thomas Ohearn Eifler | 1817915 | 5 | 10/18/2019 | Customer Dispute | Pending | $494,000.00 | $0.00 | See FINRA Report |
| Clifford Anderson Rutledge | 1643038 | 5 | 03/26/2018 | Customer Dispute | Pending | $347,423.00 | $0.00 | See FINRA Report |
| Thomas Ohearn Eifler | 76398 | 4 | 11/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Ohearn Eifler | 76398 | 4 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Ohearn Eifler | 76398 | 4 | 02/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Ohearn Eifler | 76398 | 4 | 02/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Ohearn Eifler | 1817915 | 5 | 12/31/2016 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Thomas Ohearn Eifler | 1817915 | 5 | 12/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Ohearn Eifler | 1817915 | 5 | 12/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |