Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Leroy Barr | 1750094 | 2 | 06/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Dean Althoff | 1002871 | 3 | 04/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Dean Althoff | 1002871 | 3 | 07/05/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wade Christian | 4157126 | 4 | 04/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Walter Savino | 2522213 | 3 | 06/29/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |