Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Chioda | 5707980 | 5 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Delos Elison | 2846359 | 1 | 11/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 10/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Reep | 1755437 | 2 | 08/28/2003 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Rick Dean Althoff | 1002871 | 3 | 05/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Reep | 1755437 | 2 | 10/02/2001 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Timothy Allen Bush | 4115065 | 3 | 04/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Bush | 4115065 | 3 | 04/05/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Spencer | 1259884 | 2 | 05/24/1999 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Thomas Walter Savino | 2522213 | 3 | 05/07/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |