Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allen Bush | 4115065 | 3 | 04/22/2009 | Customer Dispute | Closed-No Action | $81,000.00 | $0.00 | See FINRA Report |
| Joseph Allen Elison | 2833697 | 1 | 03/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis Marc Ivanoff | 6861827 | 1 | 09/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Wade Staten | 4420619 | 6 | 08/27/2007 | Customer Dispute | Denied | $8,214.83 | $0.00 | See FINRA Report |
| David Lee West | 1948424 | 2 | 01/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Spencer | 1259884 | 2 | 12/22/2004 | Customer Dispute | Settled | $7,600.00 | $0.00 | See FINRA Report |
| Shane Allan McCann | 2438975 | 1 | 09/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 06/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 05/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |