Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlton John Ebneth | 3248726 | 5 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Wade Staten | 4420619 | 6 | 12/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Williamson | 4574581 | 5 | 09/07/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Williamson | 4574581 | 5 | 09/07/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Williamson | 4574581 | 5 | 02/07/2017 | Customer Dispute | Settled | $394,000.00 | $0.00 | See FINRA Report |
| Richard Williamson | 4574581 | 5 | 02/07/2017 | Customer Dispute | Settled | $305,000.00 | $0.00 | See FINRA Report |
| Richard Williamson | 4574581 | 5 | 02/07/2017 | Customer Dispute | Settled | $693,150.00 | $0.00 | See FINRA Report |
| Matthew Wade Staten | 4420619 | 6 | 03/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Leroy Barr | 1750094 | 2 | 03/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gulam Amir Fazel | 2744200 | 1 | 12/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |