Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas John McKay | 3029279 | 1 | 05/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wade Christian | 4157126 | 4 | 10/02/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deirdre Hafen | 5915660 | 1 | 12/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Marc Ivanoff | 6861827 | 1 | 09/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee West | 1948424 | 2 | 01/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 06/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 05/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Chioda | 5707980 | 5 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Delos Elison | 2846359 | 1 | 11/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |