Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Lamarr Wells | 5602205 | 2 | 05/06/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Jay Lamarr Wells | 5602205 | 2 | 05/17/2019 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Benjamin Kevin Chappell | 6121960 | 3 | 01/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Kevin Chappell | 6121960 | 3 | 10/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Kevin Chappell | 6121960 | 3 | 03/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenton M Ripley | 4258406 | 1 | 03/19/2004 | Customer Dispute | Denied | $11,014.90 | $0.00 | See FINRA Report |