Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNY Mellon Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Lamar Nowell | 2712972 | 6 | 08/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lamar Nowell | 2712972 | 6 | 05/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lamar Nowell | 2712972 | 6 | 06/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Lamar Nowell | 2712972 | 6 | 08/12/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Tyrone Epps | 6015694 | 1 | 10/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |