Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNY Mellon Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Akhras | 7117183 | 1 | 03/11/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carol L Murray | 4828304 | 1 | 07/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Derryl Ebanks | 6052922 | 1 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Ulric Gooding | 6218817 | 1 | 06/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Ludwig | 4246885 | 1 | 10/25/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rachel Ivy Hamilton | 5869620 | 3 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Ivy Hamilton | 5869620 | 3 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lamar Nowell | 2712972 | 6 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Ivy Hamilton | 5869620 | 3 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lamar Nowell | 2712972 | 6 | 09/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |