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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Billy Jack Cowan2282402810/29/2020FinancialFinal$0.00$0.00See FINRA Report
Billy Jack Cowan2282402812/13/2018FinancialFinal$0.00$0.00See FINRA Report
Billy Jack Cowan2282402806/26/2018FinancialFinal$0.00$0.00See FINRA Report
Billy Jack Cowan2282402807/14/2015RegulatoryFinal$0.00$0.00See FINRA Report
Billy Jack Cowan2282402805/07/2015Customer DisputeSettled$707,188.00$0.00See FINRA Report
Billy Jack Cowan2282402812/10/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Billy Jack Cowan2282402812/10/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Billy Jack Cowan2282402810/28/1999Customer DisputeDenied$6,000.00$0.00See FINRA Report

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