Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Century Investment Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Katherine Charlene Carter | 2224156 | 1 | 03/13/2024 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
Dameicha Lajoyce Pounds | 7494995 | 1 | 02/06/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stacy Renee Wilson | 6241782 | 1 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Chase Thomas Keeler | 6392359 | 1 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tyler Bryant Andersen | 6713852 | 2 | 06/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tyler Bryant Andersen | 6713852 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Vincent Taylor | 5575675 | 1 | 10/15/2010 | Customer Dispute | Denied | $12,956.40 | $0.00 | See FINRA Report |
Eric Crum | 4416047 | 1 | 06/25/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Ryan Matthew Shinn | 6055494 | 1 | 11/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eliot James Rowland | 6562886 | 1 | 12/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |