Our Staff has compiled our research into a database of FINRA Broker Disclosures for Academy Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph C Nunn | 1003686 | 1 | 05/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James William Atwell | 2159479 | 3 | 08/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James William Atwell | 2159479 | 3 | 08/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James William Atwell | 2159479 | 3 | 06/19/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory S Baker | 5571082 | 1 | 12/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |