Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Allen Dague | 2397866 | 4 | 04/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lauren Ann Gidley | 1951920 | 6 | 03/06/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lauren Ann Gidley | 1951920 | 6 | 04/07/1994 | Customer Dispute | Settled | $19,087.00 | $0.00 | See FINRA Report |
| Daniel Allen Dague | 2397866 | 4 | 03/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Allen Dague | 2397866 | 4 | 09/28/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Lee Musselman | 2799298 | 10 | 08/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Pankowski | 725933 | 5 | 01/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Mark Thomson | 1287184 | 1 | 12/14/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |