Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lauren Ann Gidley | 1951920 | 6 | 06/23/2004 | Customer Dispute | Settled | $17,975.00 | $0.00 | See FINRA Report |
| Elliot Herbert Kallen | 2384508 | 1 | 07/07/2003 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Daniel Allen Dague | 2397866 | 4 | 04/14/2003 | Customer Dispute | Closed-No Action | $9,191.25 | $0.00 | See FINRA Report |
| Mark Andrew Young | 2183899 | 4 | 01/20/2003 | Customer Dispute | Denied | $20,800.00 | $0.00 | See FINRA Report |
| Lauren Ann Gidley | 1951920 | 6 | 06/18/2002 | Customer Dispute | Settled | $424,382.00 | $0.00 | See FINRA Report |
| Jeremy Dale Tyler | 4778054 | 2 | 05/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Ann Gidley | 1951920 | 6 | 03/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jim Bryan Pulley | 2641009 | 1 | 06/30/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Young | 2183899 | 4 | 11/05/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 09/09/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |