Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-20 out of 48 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Andrew Young2183899409/19/2012Customer DisputeSettled$185,220.00$0.00See FINRA Report
Todd Clinton Wirick2229990503/07/2012RegulatoryFinal$0.00$0.00See FINRA Report
Todd Clinton Wirick2229990508/22/2011RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Lee Musselman27992981007/05/2011Customer DisputeDenied$80,000.00$0.00See FINRA Report
Bruce Lee Musselman27992981012/22/2010Customer DisputeClosed-No Action$115,000.00$0.00See FINRA Report
Todd Clinton Wirick2229990507/30/2010RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Lee Musselman27992981003/22/2010Customer DisputeSettled$16,636.40$0.00See FINRA Report
Bruce Lee Musselman27992981005/26/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Bruce Lee Musselman27992981005/19/2009Customer DisputeSettled$20,000.00$0.00See FINRA Report
Todd Clinton Wirick2229990503/20/2009Employment Separation After Allegations$0.00$0.00See FINRA Report

48 Results

Display: