Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kensington Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron L Schulman | 4285487 | 3 | 10/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron L Schulman | 4285487 | 3 | 09/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron L Schulman | 4285487 | 3 | 06/15/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Abram Joseph Silver | 1137930 | 4 | 08/03/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abram Joseph Silver | 1137930 | 4 | 08/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mitchell Simon | 2778935 | 2 | 08/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Rosenfeld | 1344127 | 2 | 07/13/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abram Joseph Silver | 1137930 | 4 | 09/28/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abram Joseph Silver | 1137930 | 4 | 04/15/1998 | Customer Dispute | Award / Judgment | $100,000.00 | $67,157.00 | See FINRA Report |
| Jeffrey Mitchell Simon | 2778935 | 2 | 04/15/1998 | Customer Dispute | Award / Judgment | $100,000.00 | $67,157.00 | See FINRA Report |