Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory James Pozar | 2706453 | 1 | 09/24/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pelham Hugh Henry | 2863856 | 1 | 09/05/2008 | Customer Dispute | Denied | $51,772.80 | $0.00 | See FINRA Report |
| Michael David Woytowich | 4824494 | 1 | 08/24/2008 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Allen G Wall | 4838769 | 1 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane Jason Neal | 3006518 | 1 | 03/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mayo M Woodward | 2760970 | 1 | 11/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Daniel Bridges | 2241375 | 1 | 08/01/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Brent Alan Nelson | 3026585 | 7 | 05/17/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 7 | 04/11/2007 | Customer Dispute | Closed-No Action | $5,238.28 | $0.00 | See FINRA Report |
| Bradley Allan Brown | 3097139 | 1 | 04/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |