Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Timothy Russell | 5883165 | 1 | 06/10/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert John Erickson | 5276881 | 1 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 7 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley S Lay | 4633746 | 2 | 08/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 3 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Ames Riley | 3157176 | 1 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Michael Peavy | 4348578 | 2 | 06/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Elting Storm | 717101 | 1 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian Blane Meierdiercks | 3205009 | 1 | 02/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |