Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jeffery Wiseman | 1358960 | 3 | 03/25/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Debra Sue Howard | 1832607 | 3 | 02/11/2010 | Customer Dispute | Settled | $34,461.10 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 09/17/2009 | Customer Dispute | Settled | $167,997.00 | $0.00 | See FINRA Report |
| Judson Alan Smith | 1529730 | 2 | 05/12/2009 | Customer Dispute | Settled | $183,060.00 | $0.00 | See FINRA Report |
| Christopher Earl Corley | 4419160 | 3 | 10/31/2008 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Michael David Woytowich | 4824494 | 1 | 08/24/2008 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Allen G Wall | 4838769 | 1 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane Jason Neal | 3006518 | 1 | 03/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 08/19/2005 | Customer Dispute | Settled | $53,473.40 | $0.00 | See FINRA Report |
| Eric Christopher Sides | 2678247 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |