Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence William Waller | 3232644 | 7 | 03/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alistair McKee Kelly | 1607116 | 1 | 10/31/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Evan Nufrio | 1902705 | 3 | 09/13/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Evan Nufrio | 1902705 | 3 | 05/03/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |