Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory James Pozar | 2706453 | 1 | 09/24/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pelham Hugh Henry | 2863856 | 1 | 09/05/2008 | Customer Dispute | Denied | $51,772.80 | $0.00 | See FINRA Report |
| Mayo M Woodward | 2760970 | 1 | 11/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Daniel Bridges | 2241375 | 1 | 08/01/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| David Lee Brown | 1719962 | 1 | 11/22/2004 | Customer Dispute | Denied | $99,489.70 | $0.00 | See FINRA Report |
| David Crawford Champion | 1357916 | 1 | 06/03/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Beam | 2192544 | 2 | 04/06/2004 | Customer Dispute | Denied | $42,234.10 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 01/02/2004 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kenneth James Popovec | 1751606 | 2 | 09/23/2003 | Customer Dispute | Denied | $104,961.00 | $0.00 | See FINRA Report |
| Kenneth James Popovec | 1751606 | 2 | 09/03/2003 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |