Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Leo McLaughlin | 867781 | 4 | 05/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Leo McLaughlin | 867781 | 4 | 07/01/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Leo McLaughlin | 867781 | 4 | 05/01/1995 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Robert Leo McLaughlin | 867781 | 4 | 09/01/1994 | Customer Dispute | Settled | $491,250.00 | $0.00 | See FINRA Report |
| Kevin Scott Dick | 1413097 | 1 | 01/01/1994 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Audie Gean Rea | 1080152 | 3 | 09/01/1989 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |