Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Daniel Bridges | 2241375 | 1 | 08/01/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 04/11/2007 | Customer Dispute | Closed-No Action | $5,238.28 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 02/27/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Peter Arthur Tedde | 2272255 | 1 | 01/06/2007 | Customer Dispute | Closed-No Action | $31,565.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 08/19/2005 | Customer Dispute | Settled | $53,473.40 | $0.00 | See FINRA Report |
| Eric Christopher Sides | 2678247 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Hayden | 2493336 | 1 | 07/19/2005 | Customer Dispute | Settled | $19,648.20 | $0.00 | See FINRA Report |
| Durbin Don McDermott | 326602 | 2 | 03/15/2005 | Customer Dispute | Settled | $391,048.00 | $0.00 | See FINRA Report |
| David Lee Brown | 1719962 | 1 | 11/22/2004 | Customer Dispute | Denied | $99,489.70 | $0.00 | See FINRA Report |
| Mark Edward Flaherty | 1173405 | 3 | 10/29/2004 | Customer Dispute | Award / Judgment | $244,160.00 | $30,902.00 | See FINRA Report |