Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Crossett | 3223221 | 2 | 01/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Magarian | 5800263 | 2 | 04/23/2019 | Customer Dispute | Denied | $14,184.00 | $0.00 | See FINRA Report |
| Thomas J Crossett | 3223221 | 2 | 12/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Mark Bryan | 4467279 | 2 | 06/25/2018 | Customer Dispute | Settled | $29,503.00 | $0.00 | See FINRA Report |
| Christopher Mark Bryan | 4467279 | 2 | 05/03/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jared Beach | 6858983 | 1 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Magarian | 5800263 | 2 | 10/17/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Markoe | 1582389 | 2 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Moore | 2051333 | 1 | 08/08/2011 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Jonathan David Markoe | 1582389 | 2 | 10/09/2000 | Customer Dispute | Settled | $95,043.20 | $0.00 | See FINRA Report |