Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Hensley | 6679544 | 1 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Hickman | 5819540 | 3 | 03/15/2020 | Customer Dispute | Denied | $10,318.00 | $0.00 | See FINRA Report |
| Casey Dale Moag | 6955135 | 2 | 02/25/2020 | Customer Dispute | Denied | $10,292.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 02/20/2020 | Customer Dispute | Denied | $20,940.00 | $0.00 | See FINRA Report |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Harrison Fessler | 5922315 | 3 | 02/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Wayne Stanley | 720095 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alonte Rashon White-Davis | 6915132 | 1 | 01/27/2020 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Michael Christian Richard | 5987114 | 1 | 01/13/2020 | Customer Dispute | Denied | $37,832.00 | $0.00 | See FINRA Report |
| Lori H Moncada | 5473199 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |