Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Myles William Easter | 6024704 | 4 | 11/04/2020 | Customer Dispute | Withdrawn | $12,500.00 | $0.00 | See FINRA Report |
Sara Crumpley Rhodes | 6990747 | 1 | 10/22/2020 | Customer Dispute | Denied | $16,079.00 | $0.00 | See FINRA Report |
Adam J Rutstein | 4621152 | 7 | 09/25/2020 | Customer Dispute | Settled | $15,670.00 | $0.00 | See FINRA Report |
Robert Alan Harscheid | 6062974 | 1 | 06/26/2020 | Customer Dispute | Denied | $10,528.00 | $0.00 | See FINRA Report |
Ioan Grigor | 5920443 | 1 | 06/22/2020 | Customer Dispute | Settled | $3,602.00 | $0.00 | See FINRA Report |
Kevin G Roberts | 1099526 | 2 | 06/11/2020 | Customer Dispute | Denied | $7,701.00 | $0.00 | See FINRA Report |
Lorraine Marie Frownfelter | 6679543 | 1 | 05/05/2020 | Customer Dispute | Closed-No Action | $4,080.00 | $0.00 | See FINRA Report |
Peter Michael Hickman | 5819540 | 3 | 04/28/2020 | Customer Dispute | Settled | $16,295.00 | $0.00 | See FINRA Report |
Mark Anthony Feliciano | 6369897 | 2 | 04/17/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Myles William Easter | 6024704 | 4 | 03/30/2020 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |