Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Myles William Easter | 6024704 | 4 | 05/17/2021 | Customer Dispute | Award / Judgment | $50,000.00 | $30,000.00 | See FINRA Report |
| James Robert Palmiotto | 6712587 | 2 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Glenn William Flessas | 4847043 | 1 | 04/26/2021 | Customer Dispute | Settled | $11,634.00 | $0.00 | See FINRA Report |
| George Henry Reed | 5959718 | 1 | 04/02/2021 | Customer Dispute | Denied | $13,533.00 | $0.00 | See FINRA Report |
| Christopher Michael English | 6912443 | 1 | 04/02/2021 | Customer Dispute | Denied | $13,533.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 03/21/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Krystal Lynn Roach | 6244366 | 1 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Riad Attal | 5926274 | 1 | 12/08/2020 | Customer Dispute | Closed-No Action | $4,143.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 11/19/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |