Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry M Goldberg | 6516221 | 2 | 10/12/2021 | Customer Dispute | Denied | $6,007.00 | $0.00 | See FINRA Report |
| Matthew James Peisker | 6473455 | 1 | 10/07/2021 | Customer Dispute | Withdrawn | $8,102.00 | $0.00 | See FINRA Report |
| Drew Garrett Davis | 6904348 | 2 | 10/07/2021 | Customer Dispute | Denied | $24,556.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 09/07/2021 | Customer Dispute | Denied | $74,526.00 | $0.00 | See FINRA Report |
| Kevin E Carlgren | 5488532 | 2 | 08/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Primo Bushati | 6277823 | 2 | 08/11/2021 | Customer Dispute | Settled | $179,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Feliciano | 6369897 | 2 | 08/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lynda Louise Parker | 6779056 | 1 | 07/06/2021 | Customer Dispute | Denied | $10,943.00 | $0.00 | See FINRA Report |
| Karl Eric Hanson | 6846736 | 1 | 06/11/2021 | Customer Dispute | Denied | $8,811.00 | $0.00 | See FINRA Report |
| Primo Bushati | 6277823 | 2 | 06/09/2021 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |