Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin E. Carlgren | 5488532 | 2 | 08/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Primo Bushati | 6277823 | 2 | 08/11/2021 | Customer Dispute | Settled | $179,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Feliciano | 6369897 | 2 | 08/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Loren Braulick | 6716541 | 4 | 07/30/2021 | Customer Dispute | Denied | $34,814.00 | $0.00 | See FINRA Report |
| Lynda Louise Parker | 6779056 | 1 | 07/06/2021 | Customer Dispute | Denied | $10,943.00 | $0.00 | See FINRA Report |
| Karl Eric Hanson | 6846736 | 1 | 06/11/2021 | Customer Dispute | Denied | $8,811.00 | $0.00 | See FINRA Report |
| Primo Bushati | 6277823 | 2 | 06/09/2021 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 05/17/2021 | Customer Dispute | Award / Judgment | $50,000.00 | $30,000.00 | See FINRA Report |
| James Robert Palmiotto | 6712587 | 2 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 04/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |