Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Timothy Mallia | 6189608 | 1 | 10/31/2023 | Customer Dispute | Denied | $10,601.00 | $0.00 | See FINRA Report |
| Gunnar Swain Gavin | 5965784 | 1 | 09/18/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Michelle Renee Smith | 6748799 | 1 | 08/21/2023 | Customer Dispute | Denied | $10,837.00 | $0.00 | See FINRA Report |
| Storm Davis Rummel | 6777604 | 3 | 08/16/2023 | Customer Dispute | Denied | $65,543.90 | $0.00 | See FINRA Report |
| Cody John Moran | 6939984 | 3 | 08/16/2023 | Customer Dispute | Denied | $65,543.90 | $0.00 | See FINRA Report |
| April Lynn Grant | 6867156 | 2 | 07/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karin Elaine Prince | 6717687 | 2 | 06/08/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Karin Elaine Prince | 6717687 | 2 | 06/08/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Margaret Stiefel Mazzella | 6929580 | 1 | 06/05/2023 | Customer Dispute | Denied | $15,210.00 | $0.00 | See FINRA Report |
| Shane Michael Levey | 4957431 | 1 | 05/31/2023 | Customer Dispute | Denied | $12,420.00 | $0.00 | See FINRA Report |