Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa Marie Chouteau | 6707267 | 5 | 11/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Roland Triana | 1863426 | 3 | 10/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Marie Chouteau | 6707267 | 5 | 07/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kareem Mamoun Aboul-Hosn | 5618603 | 1 | 07/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malinda Ann Choate | 3254125 | 2 | 03/14/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Natalie Anne Jennings | 6342946 | 1 | 12/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen Marie Phillips | 6235649 | 1 | 10/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Peter Bamberger | 4339068 | 3 | 08/01/2005 | Customer Dispute | Settled | $1,848.00 | $0.00 | See FINRA Report |
| Charles Roland Triana | 1863426 | 3 | 07/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Holland Cox | 2660341 | 1 | 01/04/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |