Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Patrick Caraco | 1221773 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy James Ruwoldt | 4536982 | 2 | 01/31/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Grant Matthew Hallstrom | 7297192 | 3 | 12/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nabil Ahmad Al-Zaid | 6762059 | 6 | 11/28/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nabil Ahmad Al-Zaid | 6762059 | 6 | 11/28/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 11/19/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Alan Wayne Herman | 2048455 | 1 | 06/18/2007 | Customer Dispute | Denied | $10,972.00 | $0.00 | See FINRA Report |
| Grant Matthew Hallstrom | 7297192 | 3 | 02/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Steven Patterson | 6182775 | 1 | 01/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 12/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |