Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Fleming | 6175623 | 2 | 07/24/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 05/05/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Lawrence Tchou | 6692774 | 1 | 04/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent John Sprovach | 6929446 | 2 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 01/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Edward Jacobs | 7257412 | 2 | 12/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rafael Nunez | 6921850 | 1 | 06/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Kyle Tietsort | 6666556 | 1 | 05/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theresa Marie Chouteau | 6707267 | 5 | 03/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy James Ruwoldt | 4536982 | 2 | 03/04/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |