Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Anthony Freitas | 5965780 | 1 | 09/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 08/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Margeson | 7496212 | 1 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Archie Hansley | 6755865 | 2 | 07/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Benjamin Wiswell | 4907188 | 1 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Lavon Warmack | 2666383 | 2 | 04/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett J Kelly | 4818868 | 1 | 01/21/2010 | Customer Dispute | Closed-No Action | $7,421.00 | $0.00 | See FINRA Report |
| Charles Roland Triana | 1863426 | 3 | 01/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 11/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Devin E Crandall | 7630755 | 1 | 10/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |