Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Phillip Chouteau | 5957736 | 3 | 11/28/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Phillip Chouteau | 5957736 | 3 | 10/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Francis Rueckl | 6629322 | 1 | 09/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arnold A Demassi | 7892942 | 2 | 06/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Thomas Kane | 6981398 | 1 | 06/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Peter Bamberger | 4339068 | 3 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 03/30/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Jacob Kruse | 7288127 | 1 | 02/10/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Archie Hansley | 6755865 | 2 | 11/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryon Louis Baylog | 5197568 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |