Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Buchanan Culley | 5300549 | 1 | 05/30/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Arnold A Demassi | 7892942 | 2 | 11/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eugene Edward Brucker | 4864832 | 3 | 07/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Peter Bamberger | 4339068 | 3 | 06/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Martinez | 4268255 | 7 | 05/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joel Peter Spencer | 6827419 | 2 | 03/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Wilson Barker | 1826578 | 1 | 03/30/2012 | Customer Dispute | Denied | $15,200.00 | $0.00 | See FINRA Report |
Kyle Benjamin Fults | 5819563 | 3 | 01/31/2012 | Customer Dispute | Settled | $10,433.00 | $0.00 | See FINRA Report |
Bryon Louis Baylog | 5197568 | 2 | 01/27/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Robert Harrison Fessler | 5922315 | 3 | 12/13/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |