Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| August Anthony Ferretti | 6781808 | 1 | 02/11/2022 | Customer Dispute | Settled | $9,174.00 | $0.00 | See FINRA Report |
| Sylvia Tant Cathey | 7099395 | 1 | 01/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Corey Weiss | 5375676 | 2 | 01/20/2022 | Customer Dispute | Denied | $6,625.00 | $0.00 | See FINRA Report |
| Matthew Martin Cyr | 6127762 | 2 | 01/19/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Loren Braulick | 6716541 | 4 | 01/18/2022 | Customer Dispute | Denied | $17,486.00 | $0.00 | See FINRA Report |
| William Albert Brobson | 7237899 | 1 | 12/15/2021 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Larry M Goldberg | 6516221 | 2 | 10/12/2021 | Customer Dispute | Denied | $6,007.00 | $0.00 | See FINRA Report |
| Matthew James Peisker | 6473455 | 1 | 10/07/2021 | Customer Dispute | Withdrawn | $8,102.00 | $0.00 | See FINRA Report |
| Drew Garrett Davis | 6904348 | 1 | 10/07/2021 | Customer Dispute | Denied | $24,556.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 09/07/2021 | Customer Dispute | Denied | $74,526.00 | $0.00 | See FINRA Report |