Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Marie Smith | 6867181 | 1 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Royah K Sultan | 7207741 | 1 | 02/09/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Taylor | 7100199 | 1 | 01/01/2024 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Philip Fleming | 6175623 | 2 | 01/01/2024 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| April Lynn Grant | 6867156 | 2 | 12/26/2023 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kelsey Whitehouse Tate | 6808481 | 1 | 12/22/2023 | Customer Dispute | Denied | $10,081.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kelly | 3186443 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynn Greenleaf | 7073231 | 2 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| August Anthony Ferretti | 6781808 | 2 | 11/01/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |