Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Rose | 7263511 | 1 | 05/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Washington | 6185782 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Edward Sheridan | 6415307 | 3 | 04/01/2016 | Customer Dispute | Closed-No Action | $42,200.00 | $0.00 | See FINRA Report |
| Luke Francis Brignola | 6893438 | 2 | 03/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 03/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 10/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Kwasnik | 6081291 | 1 | 10/05/2015 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Michelle Martin Neuhalfen | 7206531 | 2 | 09/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |