Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Terrance Ryan | 1566695 | 1 | 11/13/2017 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Slattery | 4655445 | 2 | 10/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Eugene Winchester | 2227195 | 1 | 09/21/2017 | Customer Dispute | Denied | $8,903.42 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kapsool Seo | 6414824 | 1 | 08/14/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kevin Paul Lemmon | 5465233 | 2 | 07/18/2017 | Customer Dispute | Denied | $5,592.00 | $0.00 | See FINRA Report |
| Troy Michael Schroeder | 6128963 | 2 | 07/18/2017 | Customer Dispute | Denied | $49,987.50 | $0.00 | See FINRA Report |
| Kevin E Carlgren | 5488532 | 2 | 07/15/2017 | Customer Dispute | Settled | $6,995.90 | $0.00 | See FINRA Report |
| Alberto Rivera | 7185595 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |