Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandriene Soleil Semidey-Simon | 7299994 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 06/26/2019 | Customer Dispute | Denied | $7,965.00 | $0.00 | See FINRA Report |
| Peter Michael Hickman | 5819540 | 3 | 06/17/2019 | Customer Dispute | Denied | $8,737.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 06/12/2019 | Customer Dispute | Denied | $49,860.00 | $0.00 | See FINRA Report |
| Stephen Carl Halstead | 4120352 | 2 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittnei Mary Magdalene Larue | 7393199 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori H Moncada | 5473199 | 2 | 04/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vilma Coronel Lintag | 2815664 | 1 | 03/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |