Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Lee | 4686159 | 3 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/09/2019 | Customer Dispute | Denied | $19,931.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/09/2019 | Customer Dispute | Denied | $19,931.00 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 09/05/2019 | Customer Dispute | Denied | $10,613.00 | $0.00 | See FINRA Report |
| Cody John Moran | 6939984 | 3 | 09/04/2019 | Customer Dispute | Denied | $7,632.00 | $0.00 | See FINRA Report |
| James Michael Brown | 7331460 | 1 | 09/03/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 07/24/2019 | Customer Dispute | Settled | $27,933.00 | $0.00 | See FINRA Report |
| Milla Gudukas | 6136129 | 1 | 07/10/2019 | Customer Dispute | Denied | $8,736.00 | $0.00 | See FINRA Report |