Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Carwin Linford | 4462448 | 1 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Devin Troy Degeeter | 6849630 | 1 | 12/12/2019 | Customer Dispute | Denied | $31,170.00 | $0.00 | See FINRA Report |
| Raymond P Togias | 845203 | 2 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Storm Davis Rummel | 6777604 | 3 | 12/06/2019 | Customer Dispute | Denied | $20,665.00 | $0.00 | See FINRA Report |
| Troy Michael Schroeder | 6128963 | 2 | 12/04/2019 | Customer Dispute | Closed-No Action | $17,262.00 | $0.00 | See FINRA Report |
| Joseph Edward Sheridan | 6415307 | 3 | 11/20/2019 | Customer Dispute | Denied | $43,144.00 | $0.00 | See FINRA Report |
| Daniel Patrick Slattery | 4655445 | 2 | 10/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Corey | 6319568 | 4 | 09/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Isabella Duque | 7294201 | 2 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |