Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Nixon | 5673343 | 3 | 05/21/2018 | Customer Dispute | Settled | $108,154.00 | $0.00 | See FINRA Report |
| Kapsool Seo | 6414824 | 1 | 08/14/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kevin E Carlgren | 5488532 | 2 | 07/15/2017 | Customer Dispute | Settled | $6,995.90 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 08/02/2016 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Alexander Foss | 5566913 | 1 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| Jacob Raymond Rosenbaum | 6113421 | 1 | 09/12/2014 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Kevin Paul Lemmon | 5465233 | 2 | 01/14/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Scott Buchanan Culley | 5300549 | 1 | 05/30/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 01/31/2012 | Customer Dispute | Settled | $10,433.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 03/30/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |