Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn William Flessas | 4847043 | 1 | 04/26/2021 | Customer Dispute | Settled | $11,634.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 09/25/2020 | Customer Dispute | Settled | $15,670.00 | $0.00 | See FINRA Report |
| Ioan Grigor | 5920443 | 1 | 06/22/2020 | Customer Dispute | Settled | $3,602.00 | $0.00 | See FINRA Report |
| Peter Michael Hickman | 5819540 | 3 | 04/28/2020 | Customer Dispute | Settled | $16,295.00 | $0.00 | See FINRA Report |
| Mark Anthony Feliciano | 6369897 | 2 | 04/17/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 09/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 07/24/2019 | Customer Dispute | Settled | $27,933.00 | $0.00 | See FINRA Report |
| Vincent Sean Mariana | 6994826 | 1 | 03/19/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 03/02/2019 | Customer Dispute | Settled | $17,235.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 11/14/2018 | Customer Dispute | Settled | $25,419.00 | $0.00 | See FINRA Report |