Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Anthony Freitas | 5965780 | 1 | 09/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 01/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Steven Patterson | 6182775 | 1 | 01/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Corbett | 5076418 | 3 | 12/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Roland Triana | 1863426 | 3 | 10/12/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Marie Phillips | 6235649 | 1 | 10/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William O'Connell Baylog | 4119433 | 1 | 10/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Carl Halstead | 4120352 | 2 | 10/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joel Handfuss | 6730318 | 1 | 11/02/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Richard Tournour | 1858109 | 2 | 05/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |