Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lori H Moncada | 5473199 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ryan Carwin Linford | 4462448 | 1 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raymond P Togias | 845203 | 2 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edwin Martinez | 4268255 | 7 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Isabella Duque | 7294201 | 2 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Carl Halstead | 4120352 | 2 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lori H Moncada | 5473199 | 2 | 04/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vilma Coronel Lintag | 2815664 | 1 | 03/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ricardo Mervyn Hernandez | 4537506 | 1 | 07/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Joseph Armbruster | 7418928 | 2 | 10/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |