Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent John Sprovach | 6929446 | 2 | 07/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Richard Lachance | 6401943 | 1 | 06/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Tommy van Dyck | 4718155 | 2 | 02/17/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Fien | 6718341 | 1 | 08/29/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Kathleen Gerhardt | 2080353 | 1 | 04/10/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |