Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryon Louis Baylog | 5197568 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Benjamin Wiswell | 4907188 | 1 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Roland Triana | 1863426 | 3 | 01/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 05/05/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 11/19/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Alan Wayne Herman | 2048455 | 1 | 06/18/2007 | Customer Dispute | Denied | $10,972.00 | $0.00 | See FINRA Report |
| Robert Holland Cox | 2660341 | 1 | 01/04/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 12/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 08/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |