Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bankers Life Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Lynn Grant | 6867156 | 2 | 12/26/2023 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kelsey Whitehouse Tate | 6808481 | 1 | 12/22/2023 | Customer Dispute | Denied | $10,081.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Greenleaf | 7073231 | 2 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Timothy Mallia | 6189608 | 1 | 10/31/2023 | Customer Dispute | Denied | $10,601.00 | $0.00 | See FINRA Report |
| Gunnar Swain Gavin | 5965784 | 1 | 09/18/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Michelle Renee Smith | 6748799 | 1 | 08/21/2023 | Customer Dispute | Denied | $10,837.00 | $0.00 | See FINRA Report |
| Storm Davis Rummel | 6777604 | 3 | 08/16/2023 | Customer Dispute | Denied | $65,543.90 | $0.00 | See FINRA Report |
| Cody John Moran | 6939984 | 3 | 08/16/2023 | Customer Dispute | Denied | $65,543.90 | $0.00 | See FINRA Report |
| Karin Elaine Prince | 6717687 | 2 | 06/08/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |