Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Jay Siegrist | 6850810 | 1 | 04/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Paul Halliday | 4033864 | 1 | 05/10/2019 | Customer Dispute | Settled | $2,635,760.00 | $0.00 | See FINRA Report |
| James Franklin Davenport | 2872276 | 1 | 02/21/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |